How long does an investment banking professional have before they must requalify by examination if their FINRA registration is inactive?

Prepare for the STC S7 Greenlight 2 Exam. Boost your score with flashcards and multiple-choice questions, each with hints and explanations. Get ready for success!

An investment banking professional must requalify by examination if their FINRA registration is inactive for a period of two years. This requirement is established to ensure that professionals maintain current knowledge of the industry and regulatory standards, as well as to reinforce the integrity of the financial services provided to clients. After a duration of inactivity, individuals are expected to prove their knowledge and understanding of the field before they can return to active status, thereby safeguarding both the clients and the integrity of the financial system itself. Other time frames listed in the choices are incorrect as they do not align with FINRA’s established rules regarding the maintenance of registration and the necessity of requalifying after a period of inactivity.

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